Conceptual Representation for Learning

In a recent post on her blog, Rhetorical Thinking, Jennifer Fetcher raises some important issues about the utility of the rhetorical triangle she says,

These days, I want to know more about human communication than what the rhetorical triangle can tell me. I want to know what’s behind and underneath this one-dimensional model: what relationships and identities underlie a social interaction, what ways of thinking people bring to the exchange, what sources of knowledge they value, and what communication habits shape what is said (or miss-said) and understood (or misunderstood).

My initial response, which I posted as a comment, was this:

Well, Aristotle doesn’t have these terms arranged in a triangle. I think James Kinneavy was the first to do that, in Theory of Discourse. If we see ethos as speaker, pathos as audience, and logos as the world, we have a speaker speaking about the world to an audience, but both audience and world influence what is said and how it is said. And audiences can speak back. And words frame the world in different ways. It is too dynamic to be captured in a triangle or a pyramid, except as a frozen simplification (which can be useful). M. Jimmie Killingsworth makes a similar point in Appeals in Modern Rhetoric. For me the individual appeals can be seen as nodes spinning in a sort of a magical vortex; you can catch one for a moment and look at it, but it won’t give you the whole picture.

However, I felt there was more to these questions than offering a different metaphor would answer. Let’s start out with these assertions:

  • Making a representation or model of a concept is a rhetorical act in itself
  • As a rhetorical act, such a representation has an audience and a purpose
  • All representations are a simplification of the actual phenomenon, though some are simpler than others
  • There is no final, most true representation; the final representation is no representation at all, but the actual living phenomenon.

Aristotle’s Argument with Plato

Much of Aristotle’s Rhetoric is a response to Plato’s argument in the Gorgias that rhetoric is not an art, but a kind of artifice that can make the better appear the worse and the worse appear the better. For Plato, rhetoric is a tactic for trickery and deception. Aristotle argues that rhetoric is indeed an art because some speakers are more effective than others and we can systematically analyze why. He acknowledges that rhetoric can deceive, but also argues that rhetoric can defend the truth against lies.

However, there is a problem. Aristotle believes that logic is the best path toward truth, but when analyzing the most effective speakers he finds that people are often more strongly persuaded by the perceived credibility of the speaker or their own emotional reaction to the speech. Many audiences are neither informed enough nor patient enough to follow a long chain of reasoning. He prefers logos, but allows ethos and pathos into his analysis of the art of rhetoric. He also presents the concept of the “enthymeme,” the argument with some of the premises suppressed or assumed. Such hidden premises relieve the audience from the need to follow chains of interlocking arguments, but also can be a tactic for deception.

Those are the basic concepts of Aristotelian rhetoric. They are useful for understanding many aspects of politics, business genres, family arguments and other interpersonal communication. How do we operationalize them for teachers and students?

Conceptual Representation

This is where the idea of what I am calling “conceptual representation” comes in. All models, metaphors, analogies, outlines, descriptions, and definitions have advantages and disadvantages. Simple models are easier to grasp, but hide complexity. Complex models may provide a more sophisticated representation, but may also be confusing. Every model has a purpose and should be designed to fulfill that purpose. As noted above, there is no true model that represents all of the complexity of the actual phenomenon. What Jennifer is noting in her blog post is that the rhetorical triangle is not effectively representing these concepts for her or for her students. It is not serving its purpose. We need something new.

Of course a simple model poorly used can also cause confusion. This is what happens when the ethos, logos, pathos model is used as a set of pigeonholes in which to categorize specific elements of a text under analysis. In fact, the same element in a text can simultaneously function as part of a logical argument, influence the speaker’s credibility, and create an emotional effect. It is better to ask, “How does this element in the text function to create rhetorical effects.”

Jennifer’s question about how to represent the dynamism of the interaction between these three elements is an important one. I want to discuss it in the context of some recent events in the social media universe.

The Three Appeals on Social Media

I have had a Twitter account for several years, ever since I participated in a CSU English Council workshop on how to use it. I didn’t post or access the account much until I started using it this year to follow the Ukraine war. For a while I was addicted. There was always something new. When I got to the bottom of the feed, there were more tweets at the top of it. There were military experts, mapmakers, soldiers in the field, videos of things blowing up, clips from Russian television, memes (lots of memes), trolls, bots, idiots, the whole range. I learned to sort the real from the false according to my own sensibilities and judgment. I felt like I was always about two days ahead of the mainstream news sources, but I also realized that the journalists were reading the same tweets I was reading.

Deciding who is credible on Twitter is an ethos call, but that call is based on the arguments they make and how they are supported (logos), and on the responses of other people (pathos). The responses of others are also judged according to the same pattern, so pathos leads to logos to ethos in a never-ending spiral.

Argument on Twitter unfolds in a Toulmin-like pattern. A claim is made, say “A Russian Ka-52 helicopter was shot down yesterday.” A video is produced to verify the claim. Someone asks, “Is that really a Ka-52?” Someone with technical knowledge of Russian military aircraft will verify. This is a warrant based on backing in knowledge of helicopter design. “Was that really yesterday? Isn’t it old footage?” The video will be geolocated and people familiar with Ukraine will discuss the weather and even the foliage in the trees. The pattern of claim-evidence-warrant-backing repeats over and over.

Why Do People Post?

I understood why I was reading Twitter, but I felt no desire to post anything. And I wondered, “Why are all these people posting?” Some had clear political purposes, especially the Ukrainians trying to get resources to defend their country. But others seemed to be cheerleading, spectating, or just trying to be witty.

Because of recent changes in the ownership and policy practices of Twitter, many people are exploring other social media possibilities. One of these is Mastodon, an open source non-corporate communications platform. In joining Mastodon, one joins a specific instance, which often has a particular focus, but that instance is part of a “federation” of Mastodon servers, so one is part of a small group that is also part of a much bigger group. I joined an instance called “social.linux.pizza,” for two reasons: 1) the big popular general instances of Mastodon were overwhelmed by Twitter refugees and not accepting new users, and 2) my computer runs Linux.

On Twitter, your feed is governed by who you are following and who they follow, plus some Twitter algorithms, and more recently by whims of the new owner. On Mastodon, you have your home feed of people you follow, plus a local feed of things posted on your particular instance, and a “federated” feed of popular posts from the whole federation, whether you are following them or not. You can choose which feed you want to view at that moment.

Audience and Self

This multiple feed creates audience problems, leading a lot of Twitter refugees to be puzzled by Mastodon. One said, “I don’t know what to post because I don’t know what you folks like.” I felt the same way, but I didn’t know what to post on Twitter either. However, I think this post is interesting because it shows that the poster wants to please the audience, but doesn’t know that audience yet. I might rewrite this to say, “I don’t know who to be because I don’t know who you are.” This is an instance of the audience potentially defining the self, pathos working backwards toward ethos. And indeed, constructing a self seems to be a major impetus to posting.

In Conclusion

In my initial response to Jennifer’s post I suggested ethos-logos-pathos as a magical vortex from which could pluck a particular perspective. That is a nice image, but probably not helpful as a conceptual representation. Perhaps a turning wheel would be better, or three electrodes from which sparks shoot from one pole to another as discourse progresses. I do think, however, that these are useful terms, however we represent them to ourselves and our students.

To finish off this very long post, I would say that we probably make a mistake when we try to get students to analyze op-ed pieces in terms of Aristotelian categories, at least as an introduction to these concepts. It might be better to ask:

  • What social media do you use? What influences your choices?
  • How do you determine who is trustworthy and who is not? (ethos)
  • What feelings do you experience when you read and watch social media? (pathos)
  • Why do you post to social media? What are you trying to do? (purpose)
  • When someone makes a claim that you disagree with, do you respond? How do you support your view? (logos)

Persuading the Will to Action

Recent national events caused me to think about George Campbell again. I think this eighteenth-century rhetorician has something to say about how conspiracy theories take hold and move otherwise reasonable people to irrational action.

In a previous post I discussed George Campbell’s sermon “The Duty of Allegiance” as an argument against the Declaration of Independence and the American revolution. George Campbell also wrote a major rhetorical work, The Philosophy of Rhetoric, which is an interesting title because philosophy and rhetoric have been at odds since Plato. Patricia Bizzell and Bruce Herzberg, the editors of The Rhetorical Tradition, say that this work “has been justly praised as the turning point in the development of rhetoric in the eighteenth century, as the first modern rhetoric, and even as the first real advance in rhetorical theory since Aristotle” (901).

Campbell’s System

In devising his system, Campbell draws on philosophers such as Aristotle, Locke, and Hume, plus Christian moral reasoning and empirical science. However, the essence of his rhetorical thought is fairly simple. In his view, the mind has four “faculties,” and the goal of every speech is “to enlighten the understanding, to please the imagination, to move the passions, or to influence the will” (902). Each of these ends could be a primary purpose of the speech, but in his view, if the end is to move the will, the speech will move through the other faculties in a regular progression because “each subsequent species is founded on the preceding” (902). Here is a chart:

Campbell-4Faculties-cropped

This progression through the faculties is what I thought of when I heard about the attack on the Capitol on January 6, 2021. Thousands of people were moved to this action. This involves persuading the will. How was this done?

Informing (or Misinforming) the Understanding

In Campbell’s system, persuading the will starts with informing the understanding. But what if this is not informing, but misinforming? Campbell does not really deal with this possibility in The Philosophy of Rhetoric, but in his sermon against the American revolution, as I noted in my previous post, he calls Americans who support the rebellion “our deluded fellow subjects on the other side of the Atlantic,” who “are but the tools of a few ambitious, interested, and designing men, both on their side of the water and on ours.” Campbell is arguing here that supporters of the American revolution have been misinformed by the ringleaders. One aspect of this misinformation is blaming the king for what the parliament has done.

Pleasing the Imagination

Once we have been misinformed, the next step is to activate the imagination. We can imagine a world in which people like ourselves are powerful. We can imagine a world in which the things we have been misinformed about have been corrected, in which the wrongdoers we have been misinformed about will be punished, the scapegoats scorned and eliminated.

Moving the Passions

The next stage is to move the passions. Even with a vision of an attractive imagined world based on misinformation, we are not yet ready to act to bring it into being. We need to feel it. We need to be angry enough or inspired enough to get off the couch, stop ranting on social media, and do something. In today’s media environment, this is mostly done with memes, images, and slick political ads.

Influencing the Will to Action

The next step is to move the will to action. There are those who know how to push us forward in this final step without overtly telling us exactly what to do and taking responsibility for it.

Using the System for Analysis and Persuasion

The point is that this process, which could be used for positive ends, is subverted by misinformation at the start. We might reduce it to the following questions:

  • What are the facts? (Countermeasure: Fact-checking)
  • What do they mean? (Countermeasure: Argument)
  • How do you feel? (Countermeasure: Sympathy, empathy, and calm)
  • What are you going to do about it? (Countermeasure: Deterrence)

These questions and countermeasures, judiciously employed, might help counteract the powerful effects of conspiracy theories. They can also be used to promote fact-based and well-reasoned policies.

Conclusions

Of course, this is a vastly simplified and inadequate summary of George Campbell’s work, which is certainly worth further study. Campbell’s attempt to move from Aristotelian syllogisms and enthymemes to a more empirically based system of argument is certainly more consistent with modern science than classical rhetoric is. And though his psychology, based on four faculties of the mind, is outdated, it still provides a useful way of conceptualizing the process of persuading people to action.

Works Cited

Bizzell, Patricia. and Bruce Herzberg, Eds. The Rhetorical Tradition: Readings from Classical Times to the Present. 2nd ed. Boston: Bedford/St. Martin’s, 2001.

Why Do Rhetorical Analysis?

In my writing courses I teach a lot of rhetorical concepts and assign a great many rhetorical analysis activities and papers (a basic post with instructions for rhetorical analysis is here.) However, instead of analyzing what a writer is trying to do and how they are doing it, many students respond by agreeing or disagreeing with the position the writer takes. For example, I recently asked students to find three op-eds taking different positions on an issue they were interested in and analyze the way each writer talked about the issue, how they framed it, what terms they used, etc. They found the articles, but many of them crafted a thesis statement on the issue and used the articles to support their own positions. My instructions were detailed (perhaps too detailed, when many students misunderstand an assignment it is almost always the instructor’s fault), but in this case disregarded.

In part, I think this happened because students did what they had been taught to do. They had an issue, so the thing to do is take a position and support it, something that at this point (a junior-level course in college) they had done many, many times before. They thought that they already knew how to do this.

Taking Things Apart

When I read drafts of application essays by engineering students, they almost always talk about how when they were kids they took everything apart to see how it worked. It’s such a cliche that I usually advise them to take that part out. However, why don’t English majors want to take texts apart to see how they work? That is essentially what rhetorical analysis is. And just as when you take a machine apart, you need wrenches, sockets, screwdrivers, pliers, and other tools, rhetoricians have their tools too.

Tools from Classical Rhetoric and Beyond

Aristotle’s three appeals allow us to investigate the role of the writer, the nature of the arguments, and the effects of emotions on the attempt to persuade the reader. The concept of the enthymeme helps us break down the arguments into premises and tease out hidden assumptions.

The sophistic concepts of “mythos” and “nomos” help us think about the big narratives we all share and the unwritten expectations for behavior that guide every community and shock us when they are transgressed.

Stasis theory and Toulmin argumentation help us figure out where the parties disagree and how well their claims are supported. Dissoi Logoi helps us see who benefits and who is hurt by whatever policy we choose. The concept of “exigence” helps us define the rhetorical situation and our reasons for responding to it.

Descriptive outlining updates the classical concept of “arrangement” and helps us see how a text is organized and how the parts work together.

To move to modern rhetoric, Kenneth Burke’s “pentad” helps us Look at the same situation from different perspectives and track different sources of motivation for acts. We can think about, for example, whether it is just to blame an individual or a particular environment for an act. His concept of “Terministic Screens” can help us see how the language we use affects the world we see. His concept of “identification” can help us see how groups form and re-form and how the terms and symbols they use to signal membership relate to arguments and persuasion.

The Right Tool and the Right Attitude

Selecting the right tool for the text and the purpose is a skill gained through practice. Students will gravitate toward the tools they find most useful to them, but they need lots of practice.

They also need to cultivate what might be called “a moment of neutrality.” They need to step back from the issue and analyze what is really going on in the text at hand. If we really disagree with the writer, but the text also seems very persuasive, our question is “How do they do that?” To combat the opposition, we need to understand their moves. But it is also the case that if we can cultivate this moment of neutrality, we may be able to understand where they are coming from and find some common ground.

Finding common ground is the most effective persuasive strategy of all.

Sophistic Appeals: Mythos, Logos, Nomos

Note: This post is also available as a .pdf for classroom use.

In Rereading the Sophists: Classical Rhetoric Refigured, Susan Jarratt argues that the ancient Greek sophists existed at a time when human society was shifting from mythos, an uncritical acceptance of tradition as represented in myths and stories, to logos, a system of logical analysis allowing access to certain truth, as represented in Plato and Aristotle (31). Jarratt introduces nomos, or “custom-law,” as a third term (41). She sees the sophists as using logos (words and logic) to challenge traditional mythos in order to renegotiate nomos (cultural values and beliefs). Her model for this process is found in Gorgias’s “Encomium of Helen,” in which he argues that Helen of Troy is blameless because she acted as she did for one of four reasons: she was fated by the gods, abducted by force, persuaded by speeches, or conquered by love. Gorgias invokes the myth of Helen and uses words and arguments to challenge her bad reputation among the Greeks, influencing social attitudes toward women in general at the same time.

This sophistic triad of terms–mythos, logos, nomos–can be a productive alternative to the better known Aristotelian appeals of ethos, logos, and pathos. The advantage of the sophistic perspective created by these terms is that it directly addresses social values (nomoi), a factor that the Aristotelian terms tend to obscure.

mythos-logos-nomos-chart-color

Nomos

Nomos (the Greek plural is “nomoi“) encompasses the unwritten social rules, expectations, and values of a local community concerning behavior, responsibilities, boundaries, rights and other social customs. Nomos is what everybody thinks is proper, a set of agreements that may be in part unspoken and unconscious. Of course, even in a local situation, nomos is always open to renegotiation and change. In the past, such change was slow.

Today, technology has made it possible for individuals in widely separated communities to write, speak, and see each other with great immediacy, across cities, states, countries and continents. This immediacy could lead to greater understanding of different communities and cultures, but it has also led to clashing nomoi. We are in a world that has gone from isolated tribes and nations to global civilization in a handful of decades. Electronic media, cheap air travel, and disparities in economic opportunity ensure that we keep crashing into each other with vastly different languages, religions, morality, values and traditions, so that one can succumb to culture shock in one’s own country. The sophists were really the only ones in ancient Greece who experienced this kind of clash, because they were itinerant and traveled from city-state to city-state.

So people today are shocked by what they read and see from outside their community. They think, “How can they do that? How can they think that? Are they even human? Something must be done about them!” The problems our world faces are more related to clashing values than to misunderstood facts. Logical argument succeeds only when there are shared values.

Mythos

Nomos is rooted in mythos. The sophists had Greek myths in mind–the Iliad and the Odyssey, stories about Greek gods such as Zeus, Hera, Apollo and Athena, and Greek heroes such as Hercules. Today, we know those myths, but they are not the ones that are relevant to our own culture. Instead we think about such things as the Founding Fathers, the Frontier, the American Dream, and Santa Claus. We also have movies, such as Star Wars and The Lord of the Rings, that create their own mythology. For the purpose of utilizing the concept of mythos in a modern context, I want to define it broadly as “A story that nearly everyone in a community knows that serves as a reference point for community values and behavior.”

Logos

Aristotle uses this term to refer to logical argument, but it literally means “words.” For the sophists, any kind of persuasion that used words was logos. That would include logical arguments, but also stories, images, poetic language, incantations, etc. In this context, logos is the bridge between mythos and nomos. A typical move is to invoke a mythos (such as Helen of Troy) then use words to change the audience’s perception of the myth for the purpose of altering how the community feels about a particular issue. So it’s 1) invoke mythos, 2) deploy logos, 3) change nomos.

Applying the Concepts

This mythos-logos-nomos pattern is actually quite common in modern speeches, op-eds and other articles. In a review of David Silverman’s This Land Is Their Land: The Wampanoag Indians, Plymouth Colony, and the Troubled History of Thanksgiving, Philip Deloria writes

The challenge for scholars attempting to rewrite Thanksgiving is the challenge of confronting an ideology that has long since metastasized into popular history. Silverman begins his book with a plea for the possibility of a “critical history.” It will be “hard on the living,” he warns, because this approach questions the creation stories that uphold traditional social orders, making the heroes less heroic, and asking readers to consider the villains as full and complicated human beings. Nonetheless, he says, we have an obligation to try.

Both Silverman, the writer, and Deloria, the reviewer, invoke the myth of the first Thanksgiving, describe the historical record and the history of the transformation of the holiday to serve particular ideological purposes, and then recommend a changed view. Deloria’s review is titled, “The Invention of Thanksgiving: Massacres, myths, and the making of the great November holiday,” Deloria asks, “So how does one take on a myth? One might begin by deconstructing the process through which it was made.”

Deloria points out that almost none of the traditional Thanksgiving story is true. However, the real point is not to confront a myth with the facts. Rather, it is to change attitudes toward Native Americans in the present. Deloria notes that current politicians want to treat Native Americans as a racial group and disavow the political relationships established by treaties. That is the part of nomos that Native American groups are trying to change.

Different Myths of Love

In “Romantic Regimes,” Russian-born Polina Aronson describes coming to the United States as a young exchange student and learning about American ideas of love from a stack of Seventeen magazines. She realized that the American concept of love was entirely different from the Russian concept. Later she became a sociologist and characterized the American version of love as the “Regime of Choice” and the Russian version as the “Regime of Fate.” She writes,

The Seventeen girl was trained for making decisions about whom to get intimate with. She rationalised her emotions in terms of ‘needs’ and ‘rights’, and rejected commitments that did not seem compatible with them. She was raised in the Regime of Choice. By contrast, classic Russian literature (which, when I was coming of age, remained the main source of romantic norms in my country), described succumbing to love as if it were a supernatural power, even when it was detrimental to comfort, sanity or life itself. In other words, I grew up in the Regime of Fate.

She writes that these romantic regimes are “systems of emotional conduct that affect how we speak about how we feel, determine ‘normal’ behaviours, and establish who is eligible for love – and who is not.” In other words, a myth of love determines nomos, what the society thinks is normal for love. Different myths create different norms. Clearly if a Russian girl and an American boy fall in love, they are going to have trouble negotiating this difference.

Possible Writing Assignments

  1. Select an article that follows the mythos-logos-nomos pattern and write an analysis of how the myth is represented, how it is connected to a particular aspect of nomos, and how the writer develops arguments that might change the attitudes of the community.
  2. Choose an aspect of the nomos of your community that you think should be changed, invoke a myth that supports this attitude, and use stories and arguments to debunk or reinterpret this myth to support the change you have in mind. Examples of nomos might include attitudes toward same sex marriage, attitudes toward LGBTQ people, racial stereotypes, gender discrimination, etc.
  3. Research the history and background of a common current myth. How did it begin? Why did it develop in the way that it did? What effects does the myth have on current society?

Works Cited

Aronson, Polina. “Romantic Regimes.” Pocket, https://getpocket.com/explore/item/romantic-regimes?utm_source=pocket-newtab. Accessed 9 Jan. 2020.

Deloria, Phillip. “The Invention of Thanksgiving: Massacres, myths, and the making of the great November holiday.” The New Yorker. 18 Nov. 2019, https://www.newyorker.com/magazine/2019/11/25/the-invention-of-thanksgiving. Accessed 9 Jan. 2020.

Jarratt, Susan C. Rereading the Sophists: Classical Rhetoric Refigured. Carbondale: Southern Illinois Univ. Press, 1991.

Writing a Rhetorical Analysis

Note: This post assumes you are familiar with Aristotle’s terms, ethos, logos, and pathos. If you are not, you may want to read “Three Ways to Persuade” first.

A rhetorical analysis paper is a common assignment in university writing courses from First Year Writing to graduate courses in rhetoric. The assignment offers an opportunity for the writer to see rhetorical concepts in action, doing real work in real contexts. It is an exercise in critical thinking, pulling the curtain of language aside to look at the rhetorical machinery at work behind it. It is also a step toward being able to put these concepts to use in one’s own writing. However, many students struggle with this type of analysis. Some end up merely paraphrasing the text they are examining. Some go on a search for strategies to identify, pointing out that the author “uses” ethos here and pathos there, but without connecting the strategies to a purpose or an audience. Others make arguments about what the author is doing, but don’t support those arguments with evidence from the text.

This is not really surprising. Most students have been trained to do literary analysis in a close reading, non-theoretical way. Rhetoric is both intuitive and counter-intuitive. It is intuitive in that we are all natural rhetoricians using rhetorical strategies every day. It is counter-intuitive in that thinking deeply about rhetorical strategies makes us see that what at first seems obvious is in fact quite complex and perhaps even devious.

A good starting point for a rhetorical analysis is to produce what is called a “rhetorical précis.” This strategy was first presented in a 1988 article by Margaret Woodworth in Rhetoric Review. The rhetorical précis, as designed by Woodworth, is a paragraph that answers four questions:

RhetoricalPrecisChart-cropped

This semester, my Professional Writing class looked at a resignation letter written by Kelly Mehlenbacher, who was State Operations Director for the Kamala Harris presidential campaign. The letter was published in an article in the New York Times.

A rhetorical précis of the letter might look like this:

Kelly Mehlenbacher, State Operations Director for the Kamala Harris campaign for President of the United States, wrote a resignation letter (dated November 11, 2019, published in the New York Times November 29, 2019) stating that she is resigning because she has never seen a campaign treat its staff so poorly. She supports her argument by describing the lack of a plan to win, laying off staff without notice and without regard for personal consequences, low morale, and divided leadership. She says that she writes in order to cause serious consideration of the structure, goals, internal communications, and values of the campaign. Her immediate audience is the campaign leadership, though once it was published in the newspaper, the audience expanded greatly to include newspaper readers and most importantly, potential campaign donors (Harris dropped out of the race on December 3).

The rhetorical précis is only the beginning of a full analysis. Though it doesn’t go into specific rhetorical strategies, it establishes the basic context–the author, the thesis, a summary of the support, the purpose, and the intended audience. Anyone doing a rhetorical analysis should solidify their grasp of these basic elements first.

The First Paragraph

Now we are ready to start looking at the actual language of the text. One of the books I sometimes use in the professional writing course recommends making a “mental movie” of the reader reading the text. This is a moment by moment imagining of the reader’s responses. This letter starts out

It is with a heavy heart that I submit my resignation as State Operations Director at Kamala Harris for the People, effective November 30, 2019. This is my third presidential campaign and I have never seen an organization treat its staff so poorly.

Often there will be an ethos move in the beginning of a document like this. However, the phrase, “It is with a heavy heart,” cliche or not, signals an emotional state, or an appeal to pathos. The reader knows that bad news is coming. The writer doesn’t like what she is about to do, but she is going to do it. We don’t know whether this letter is a surprise to the reader, or expected, but it is not good. The ethos move comes in the second sentence, with “this is my third presidential campaign.” She is a seasoned campaigner. And then she complains, not about how she herself is being treated, but about how the campaign is treating its staff in general. She is sad, she is experienced, and she is principled and trying to stand up for her people. There is a lot going on in those first two sentences.

After establishing herself as knowledgeable and principled, she delivers the devastating payload of this letter. She writes,

While I still believe that Senator Harris is the strongest candidate to win in the General Election in 2020, I no longer have confidence in our campaign or its leadership. The treatment of our staff over the last two weeks was the final straw in this very difficult decision.

She states that she still believes in the candidate, but not in the campaign or its leadership. The poor treatment of the staff is not the real issue, but a symptom of poor leadership. As we move into the logos of this letter, we have two possible enthymemes. One might be

  • Successful presidential campaigns require dedicated and talented staff.
  • Successful presidential campaigns treat their staff well.
  • The Kamala Harris campaign does not treat its staff well.
  • Therefore, the Kamala Harris campaign is not a successful campaign.

That makes it all about the staff. The implied recommendation would be to treat the staff better to have a better result.

The Second Paragraph

However, at the end of the second paragraph, a paragraph that resonates with the word “unacceptable,” she writes,

It is unacceptable that with less than 90 days until Iowa we still do not have a real plan to win. Our campaign For the People is made up of diverse talent which is being squandered by indecision and a lack of “leaders who will lead.”

We might write this enthymeme as follows

  • Successful presidential campaigns require decisive leaders with a real plan.
  • Decisive leaders with a plan use their staff resources well.
  • The Kamala Harris campaign does not use its staff well.
  • Therefore the Kamala Harris campaign needs decisive leaders.

The rhetorically interesting issue here is why focus on the issue of the treatment of the staff when the real issue is about leadership? This is the kind of issue that is often missed when a student is simply focused on finding instances of ethos, pathos, and logos. The writer is using a sub-issue to get at the more difficult issue from an indirect perspective. The text provides one enthymeme, but another is lurking behind it.

The Third Paragraph

The third paragraph continues to focus on staff morale, trusting in the expertise of the staff, and listening to honest feedback. But mixed in are references to the campaign manager and the campaign chair (the candidate’s sister Maya) who have not addressed the staff “to explain, apologize, or reassure us of the decisions being made and the path forward,” and have refused to confront mistakes.

The Fourth Paragraph

In the final paragraph, the writer says that she hopes that her departure “might result in some serious consideration of our structure, our goals, our internal communications and what our organizational values are.” She does not say who should be doing this consideration. The letter is addressed “To whom it may concern,” not to the campaign manager or chair. She has already indicated in the first paragraph that she does not have confidence in their leadership. It is unlikely that she thinks her resignation will change their capabilities. I think a case could be made that the actual intended audience for this letter is the candidate herself, Kamala Harris, and that this is a plea that she fire both Maya Harris, her sister, and Juan Rodriguez, the campaign manager. What happened instead is that Kamala Harris ended her campaign.

Conclusions

What comes out of this analysis is a tension between what the text says and what it does. This tension is designed into the document. The concern for the welfare of the staff is an acceptable theme. A direct attack on the competence of the campaign leadership is much less likely to provoke the desired result. It’s all about rhetorical strategy. Notice also that the rhetorical précis doesn’t get at this. The précis is about the surface, while the in-depth analysis gets at what is really going on. But the précis is a good starting point.

In this analysis, I have been using Aristotle’s three appeals and the concept of the enthymeme, which is the main component of logos, at least for Aristotle. I also noted the repetition of variations of “it’s unacceptable” in the second paragraph, a kind of anaphora or repetition.

However, we could also invoke kairos at this point. This resignation comes at a crucial point in the campaign, a point that comes in most campaigns, where things are not going well and money is short. Money for a campaign is a chicken and egg sort of problem. More money can mean more success, which can lead to more money. However, this campaign is in a downward spiral in polls and in donations. Drastic measures and brilliant leadership will be necessary to turn things around. Kelly Mehlenbacher doesn’t see that happening. It’s time for her to leave.

Works Cited

Martin, Jonathan, Astead W. Herndon and Alexander Burns. “How Kamala Harris’s Campaign Unravelled.” New York Times, 29 Nov. 2019, https://www.nytimes.com/2019/11/29/us/politics/kamala-harris-2020.html. Accessed 18 Dec. 2019.

Woodworth, Margaret K. “The Rhetorical Précis.” Rhetoric Review 7 (1988): 156-64. Print.

Dissoi Logoi (Two Arguments)

Dissoi Logoi” is a document associated with the famous sophist Protagoras, though the writer is unknown. The sophists were often criticized for arguing both sides of the question and for making the worse appear the better and the better appear the worse. This document is part of the reason why. It argues that what is bad for one person is good for another, that what is socially acceptable in one part of the world is shameful in another, and that what is just and unjust depends on the situation and the perspective. This looks like moral relativism and it fits with Protagoras’s statement that “Man is the measure of all things.” However, Aristotle himself argues that rhetoric is morally neutral and should look at arguments from all sides.

The document itself is incomplete. It appears to be speaking notes or perhaps a practice exercise. It is somewhat incoherent, and at times reads like it was written by someone who is crazy, or having fun at our expense. However, the writer is right that any position we take on an issue will have good and bad consequences and will affect different people differently. Our arguments will be stronger and more persuasive if we consider multiple perspectives. “Dissoi Logoi” is good intellectual practice.

Students given an issue or problem to consider and write about will often start with the following questions in mind:

  • What is my thesis?
  • How can I support it?

With the practice of Dissoi Logoi in mind, we start in a different place:

  • What are the possible positions?
  • What are the advantages and disadvantages of each one?
  • Who is helped and who is hurt by possible policies or solutions?

These questions can be used in group brainstorming sessions so that individual students don’t have to come up with all of the possible positions and consequences themselves. This usually leads to lively discussions. I have a worksheet that I update every time I use it so that the issues it raises are somewhat current. Here are the first two groups:

Group 1
Choose one of the topics below and work out all of the arguments on each side of the issue. If you run out of arguments on one, begin on another.

  • Drones (Remote-controlled pilotless aircraft)
  • Internet Tracking Cookies
  • Food Stamps

Group 2
Choose one of the topics below and work out all of the arguments on each side of the issue. If you run out of arguments on one, begin on another.

  • Free Community College
  • Statewide Educational Testing
  • Organic Food

I give each group three issues to choose from in case they have no knowledge or interest about one of them. However, you could take a single issue that the class is exploring and have the groups brainstorm all the possibilities. After they have done this, they are ready to consider the questions I started with:

  • What is my thesis?
  • How can I support it?

However, because they have explored beyond their own position and understand why people take opposing positions, their arguments are likely to be much more developed and persuasive.

Pathos as Inquiry Rewrite

In response to feedback from teachers I have rewritten the “Pathos as Inquiry” mini-module. The mini-module itself has become an official ERWC module and is still going through an editing process, so I don’t want to post it here. However, I have extensively revised the accompanying article, and I do want to share that.

The original version was a pretty good summary of Aristotle’s views. However, it didn’t do enough to help students apply the concepts. In addition, the language of the original version was unnecessarily complex. It is quite ironic. I am trying to teach about audience and I was not considering my high school student audience at all! I have sentences like “As noted above, the root cause of negative emotions according to Aristotle is disparities in social standing.” I have worked to dial that back a bit.

The revised version of “Pathos as Inquiry: Knowing Your Audience” is available here. The original materials are in this post.

Teaching History of Rhetoric

Book-HistoRhet-crop

I was first introduced to classical rhetoric in a seminar by Lawrence Greene at the University of Southern California. I have been teaching a similar seminar since the mid 1990’s, first at Cal State L.A. and then later at Cal Poly Pomona. This fall, I am about to teach it again. The seminar is called “History of Rhetoric,” but in my hands it is mostly about ancient Greek and Roman works.

My students are mostly high school language arts teachers and prospective composition teachers, so my approach is very practical. Classical rhetoric is not esoteric or arcane. The strategies are designed to help students become more effective speakers and writers. They are mostly simple, but powerful, rules of thumb.

The course will have five basic sections:

  1. Plato versus the Sophists
  2. Aristotle’s Response
  3. A Postmodern Turn
  4. Roman Rhetorical Insights
  5. Beyond Classical Rhetoric

Plato versus the Sophists

We start with two sophistic texts. First, “Dissoi Logoi” (two arguments), a text associated with Protagoras that demonstrates that any outcome has at least two sides. For example, it notes that death is bad for the deceased, but good for the undertaker. This sort of rhetorical practice is what caused sophists to be accused of “arguing both sides of the question” and so having no principles. However, this sort of thinking is excellent for students to engage in. We can ask of any policy decision, “Who does this benefit and who does it hurt?” It is a rare policy that benefits everyone equally. Thinking about all the possible consequences broadens both the discussion and the mind.

The second text is the “Encomium of Helen” by Gorgias. Gorgias is trying to demonstrate that he is such a good rhetorician that he can defend even Helen of Troy. He argues that Helen went to Troy because she was either fated to do so by fortune or the gods, abducted by force, persuaded by speech, or conquered by love. This is an example of the rhetorical strategy of division. Gorgias offers four causes for her behavior, none of them leaving Helen any agency, and then proceeds to show that whichever one it was, she was helpless before it, and so blameless. The trick here is to get the audience to accept the premise that there are only four possible causes.

The most doubtful argument here is that Helen was helpless before persuasive speech. Gorgias argues that speech is like a powerful lord or a drug. He further argues that because it is impossible to know everything about the past, present, and future, we are all forced to rely on opinion rather than truth to make decisions, and opinion is necessarily unreliable and subject to persuasion.

There are some big ideas about truth, epistemology, and the role of rhetoric in these two texts. These are the very ideas that Plato will attack in dialogues such as the Gorgias and the Phaedrus. In the Gorgias, Socrates argues that rhetoric persuades to belief rather than knowledge. Gorgias readily agrees, believing, as I noted above, that there is no other way it could be. In the Phaedrus, Socrates comes around to imagining that a form of rhetoric that was about leading the soul to truth using words might be acceptable.

Aristotle’s Response

The Rhetoric is essentially Aristotle’s response to Plato’s arguments in the Gorgias. He says that rhetoric is an art because some people are better speakers than others and we can study why. He famously defines rhetoric as “the art of finding the available means of persuasion.” And he finds a role for rhetoric that is not about deception. He says, “The duty of rhetoric is to deal with such matters as we deliberate upon without arts or systems to guide us, in the hearing of persons who cannot take in at a glance a complicated argument, or follow a long chain of reasoning” (Book 1, Part 2).

Aristotle’s three “appeals,” ethos, pathos, and logos, allow us to think about the complex interactions and relationships between the speaker, the audience, and the arguments in more clarity and depth than in Plato’s analysis. Plato is more interested in rhetoric’s deficiencies, while Aristotle is more interested in why we need rhetoric and how to use it.

The Postmodern Turn

At this point in the course, I usually take what I call a “postmodern turn.” We read “Plato’s Pharmacy” by Jaques Derrida, an essay that takes one word that appears twice in the Phaedrus, “pharmakon,” and attempts to read the entire dialogue through that lens. “Pharmakon,” depending on context, can mean either remedy or poison. Derrida argues that writing itself is a pharmakon, and that the Phaedrus is really about the dangers of literacy. Because we have already studied the Phaedrus in detail, students feel capable of responding to Derrida’s reading. At the end of this part of the course, they know the Phaedrus even better and they are also much more comfortable reading Derrida.

Then we move to Rereading the Sophists by Susan Jarratt. Jarratt argues that Plato and Aristotle conducted a smear campaign against the sophists, who were actually more democratic and egalitarian than they were. After all, Aristotle grew up in the court of Phillip of Macedon and was tutor to Alexander the Great. Most sophists were arguing that lineage didn’t matter, what you needed to be an effective leader was speaking ability, which they could teach you, for a price. (By the way, by that definition, all English teachers are sophists. Don’t we say that we can make our students more successful with our teaching, and don’t we get paid for it?)

This time I am also trying out John Mucklebauer’s The Future of Invention: Rhetoric, Postmodernism, and the Problem of Change. The purpose of this section of the course is to engage classical concepts from a point of view closer to our own time.

Roman Rhetorical Insights

Now we come to the Roman part of the course. I used to assign translations of Cicero and Quintilian, but this time I am relying on the summaries and outlines in James Murphy’s A Synoptic History of Classical Rhetoric, which also has apparatus to help with Aristotle. Probably the most classroom friendly concepts from the Romans are the six-part speech and stasis theory. (I have linked to posts about those concepts in the previous sentence.)

Beyond Classical Rhetoric

If we have time, we will get into Renaissance rhetoric briefly, mostly with Peter Ramus, a controversial figure who had an outsized influence on how classical rhetoric came down to us. And if we have a few moments more, we might get into George Campbell, whose Philosophy of Rhetoric, published in 1776, had a big influence on rhetoric as it developed in American schools. But classical rhetoric is the heart of this course. By the time they have finished, the students will be well-prepared for deploying concepts from classical rhetoric in their classrooms and for taking the next course, “Modern Rhetoric.”

Student Presentations

Update: I forgot to mention one feature of this course. Each student will choose from a list of journal articles and prepare 15-minute presentation. (Download the guidelines here.) Many of the articles for this course are included in this collection:

Connors, Robert J., Lisa S. Ede, and Andrea Lunsford. eds. Classical Rhetoric and Modern Discourse. Carbondale: Southern Illinois University Press, 1984. Print.

However, one of my colleagues pointed out to me that my reading list left out rhetorical traditions outside of Greek and Roman, and that comparisons with other rhetorical traditions would make for interesting research projects. For this reason, I have added the following articles:

Halldén, Philip. “What Is Arab Islamic Rhetoric? Rethinking the History of Muslim Oratory Art and Homiletics.” International Journal of Middle East Studies, Vol. 37, No. 1, 2005, pp. 19-38.

Liu, Yameng. “To Capture the Essence of Chinese Rhetoric: An Anatomy of a Paradigm in Comparative Rhetoric.” Rhetoric Review, Vol. 14, No. 2, 1996, pp. 318-335.

Mao, LuMing. “Introduction: Searching for the Way: Between the Whats and Wheres of Chinese Rhetoric.” College English, Vol. 72, No. 4, Special Topic: Studying Chinese Rhetoric in the Twenty-First Century, 2010, pp. 329-349.

These articles all make comparisons with the classical tradition and raise questions about how scholars working within that tradition have misunderstood other traditions. Each also includes more sources to  explore and paths for possible new research.

What about the Five-Paragraph Essay?

I remember the first time I taught the five-paragraph essay. It was in 1979. I was a brand new composition instructor and I had been told what book to use and that I needed to teach this formula. It was strange to me because I had never encountered it in my own education and it had not been part of the “Writing in the Schools” course I had taken. However, I did as the program commanded me to do.

I remember two students from the course. One was a Chinese girl who wrote short gem-like pieces that were more like prose poems than essays. They were unconventionally beautiful. The second was an African-American clarinet player who wrote like he was taking a free-form solo in a jazz tune. He wrote pages and pages in a rapid scrawl on any assignment, but it was pretty much free association without any coherence. On the day that I introduced the five-paragraph essay, some instinct was telling me that the Chinese girl shouldn’t listen. I was right. Her attempts to write this sort of essay were short, formulaic and vacuous. Within a couple of weeks, she disappeared from the course.

The clarinet player came up to me and said, “I think I need six paragraphs.” I said, “Go for it.” His writing became coherent after he had a form to pour it into. He went from being an unintelligible writer to a pretty good one.

So, the first time I taught this format, it hurt one student, helped one student, and left the rest pretty much unchanged. It might have helped some others too, though their writing didn’t change significantly. But the one it helped the most realized right away that he had to modify it to suit his purposes.

Build on What They Know

Now the five-paragraph essay is ubiquitous. It is often all students know how to do. When they get to college, some composition teachers teach it, some accept it, and some hate it. What is clear, however, is that to be effective writers at a higher level in any discipline, they have to outgrow the five-paragraph essay.

However, most students have been so thoroughly drilled in producing five-paragraph essays that we can’t simply eliminate this persistent format. After all, it is possible to write a good five-paragraph essay and, of course, no one wants to be told that everything they know about something is wrong. What we have to do is build on what they know, help them write better essays, and help them grow out of the restrictions of the format.

Without the Romans

I have been suggesting that the Roman Six-Part Speech is a good alternative to the five-paragraph essay (also see the mini-module, “The Classical Pattern of Persuasion“). I think it is, but for the reasons outlined above, we can’t just perform a switcheroo. Here are three principles that I think will help students write better five-paragraph essays without getting the Romans involved:

  • Don’t obsess about the number of paragraphs.
  • Think about your audience.
  • Think about your purpose in writing.

If taken seriously, those three directives will go a long way toward producing better essays.

With the Romans

If we do get the Romans involved, they really do have some insights that will generally fit inside the five-paragraph format, although they put pressure on the five-paragraph limit. I have created a comparison chart:

5para-RomanSpeech-Compared-chartimage

Each section in the Roman pattern has a rhetorical purpose.  These are all purposes and functions that writers of five-paragraph essays should also consider.

I think it is key to move students away from the five-paragraph format step-by-step. The first step might be to include a paragraph of narrative about how the issue developed to the point that we have to do something about it. That is introductory material that might create a need for six paragraphs. Students might think about these questions:

  • What background information does the reader need to know to understand the issue I am writing about?
  • What is the story behind the issue?
  • How did things get this way?

The second step might be to introduce a need to refute counter-arguments. This could take the form of questions such as

  • What will people who disagree with me say?
  • What are the arguments against my position?
  • How can I respond to them?

Putting more emphasis on these concerns, which are not generally part of the five-paragraph essay format and which are likely to expand the essay into six or more paragraphs for reasons that are pretty clear to the writer, will put students on the path to growing beyond the rigid five-paragraph format without having to abandon what they already know.

A Podcast on Stasis Theory

As an experiment, I am putting up some audio of me talking about modules.  My first effort is a 15-minute talk about my mini-module, “Stasis Theory: Asking the Right Questions.”

In discussing stasis theory, I reference two other posts on this blog:

Stasis Theory: A Mini-Module

Modifying Stasis Theory for the Classroom

If I get good feedback on this, I will do more.

Update: One of my friends told me that the touch of reverb I had added to this was distracting, so I took it out.  Now it is just my voice, plan and simple.